U.S. Securities and Exchange Commission

Results: 20323



#Item
71Economy / Finance / Money / Institutional investors / Corporate crime / U.S. Securities and Exchange Commission / DoddFrank Wall Street Reform and Consumer Protection Act / Insurance / Financial adviser

SEC Action Against Private Fund Adviser Highlights Importance of Proper Expense Apportionment Client Alert November 6, 2015 On November 5, 2015, the Securities and Exchange Commission (SEC) announced that it had reached

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Source URL: www.womensprivateequitysummit.com

Language: English - Date: 2016-02-09 09:34:23
72Business / Corporate governance / Auditing / Professional studies / Committees / Corporate law / Economy / Audit committee / Regulation S-K / U.S. Securities and Exchange Commission / SarbanesOxley Act / Board of directors

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1)

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Source URL: www.mediageneral.com

Language: English - Date: 2016-05-06 13:23:57
73Finance / Economy / Money / U.S. Securities and Exchange Commission / United States securities law / Stock market / Regulation D / Private placement / Securities Act / Security / Prospectus / Financial Industry Regulatory Authority

Microsoft Word - PRIVATE PLACEMENT OVERVIEW.doc

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Source URL: www.infocentre.biz

Language: English - Date: 2011-07-27 14:59:39
74Economy / Finance / Money / U.S. Securities and Exchange Commission / 73rd United States Congress / Securities Exchange Act / Securities regulation in the United States / Broker-dealer

OMB APPROVAL OMB Number: Estimated average burden hours per response

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Source URL: cdn.batstrading.com

Language: English - Date: 2016-03-24 16:47:55
75Law / Financial Industry Regulatory Authority / United States securities law / Civil procedure / Arbitration / Arbitral tribunal / Costs in English law / Securities regulation in the United States / Contract / Securities Exchange Act / U.S. Securities and Exchange Commission / United States Arbitration Association

OMB APPROVAL OMB Number: Expires: August 31, 2011 Estimated average burden

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Source URL: cdn.batstrading.com

Language: English - Date: 2015-03-20 17:10:20
76Economy / Finance / Money / 73rd United States Congress / U.S. Securities and Exchange Commission / Institutional investors / Security / Stock market / Securities Act / Credit rating agency / Investment Company Act / Bond

Microsoft Word - FINAL VERSION - SequoiaSAI - May 27, 2016

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Source URL: www.sequoiafund.com

Language: English - Date: 2016-05-27 10:46:36
77Finance / U.S. Securities and Exchange Commission / Stock market / 73rd United States Congress / Economy / Television in the United States / Nexstar Broadcasting Group / SEC filings / Securities Act / Prospectus / WSLS-TV / Securities Exchange Act

Filing under Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Filing by: Media General, Inc. Subject Company: Media Ge

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Source URL: www.mediageneral.com

Language: English - Date: 2016-05-31 17:15:52
78Economy / Systemic risk / Commodity Futures Trading Commission / Swap / U.S. Securities and Exchange Commission / Finance / Self-regulatory organizations / Great Recession in the United States

First take July 20, 2016 A publication of PwC’s financial services regulatory practice

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Source URL: www.pwc.com

Language: English - Date: 2016-08-15 12:52:27
79SEC filings / Patent application / United States securities law / 73rd United States Congress / U.S. Securities and Exchange Commission / Regulation S-K / Regulation S-X

The South Carolina General Assembly is offering access to the unannotated South Carolina Code of Laws on the Internet as a ser

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Source URL: www.scstatehouse.gov

Language: English - Date: 2016-05-06 09:08:30
80Finance / Economy / Money / Financial markets / Stock market / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Futures contract / Short / Security / Flash trading

OMB APPROVAL OMB Number: Estimated average burden hours per response

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Source URL: cdn.batstrading.com

Language: English - Date: 2016-03-01 16:21:07
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